Futures Securities Terminology (1) -- Organized by a professional translation company

（非）期货公司会员

(non-)FF member

（能源中心）总经理

the President and CEO

（期货合约）规定（的）…/...遵守

prescribe/abide by…

（期权）最后交易日

last trading day

“日常”结算

Regular

按照（…处理）

in accordance with/pursuant to 

保税交割/完税交割

Bonded delivery / Duty-paid delivery

报备信息

Info. required to report

报告界限/持仓报告标准

position-reporting threshold

报价单位

price quotation

被控制账户/控制账户

affiliated account/controlling account

本着服务期货市场发展的宗旨

for the purpose of serving the development of futures market

标的物

underlying asset

标准仓单

Standard warrant

标准仓单管理系统

Standard Warrant Management System 

仓储费用

Storage fees

厂库核定库容

Approved Factory Storage Capacity

成交价

trading price

承诺书

Written undertaking/commitment

出库/入库检验

stock-out/stock-in inspection

处理会员、境外特殊非经纪参与者交易中的帐款纠纷

Resolve any disputes in trading of Members and/or Overseas Special Non-Brokerage Participants 

大户持仓报告

large trader position report (LTPR, 大户报告)/Large Trader Reporting System(LTRS,大户报告制度）

当日

of the day

当日无负债

Daily Mark-to-Market

登录和编制

generate settlement statements

冻结和解冻标准仓单

withhold or release

法规

regulations

分为

classified into

风险抵押金

risk deposit

风险控制

Risk Control

风险准备金

risk reserve(有“金额”含义fund）

高级管理人员

Senior Executives

高效稳定的异地资金划拨系统

stable and efficient nationwide fund transfer system

公告/通知

circular(s)/notice

公开、公平、公正

transparency, fairness and equity

公司章程

Articles of Association

股东大会

General Meetings (GMs)

挂牌基准价

listing price

规定

prescribed

规范 “期货交易的….”

Futures trades/trading

行权方式

options style

行权价格间距

strike price interval

行权价数量

number of strikes

行政法规

administrative regulations

会员证书

Certificate of Member

(不得）混码交易

trading with aggregated or netted multi-Client positions (is prohibited)

集合竞价

central auction

监管机构

regulatory authorities

健全的期货保证金管理制度

robust futures margin management

交割地点

delivery venue

交割方式

delivery method（仓库、厂库）/settlement type(实物、现金）

交割结算价

final settlement price

交割品质

grades and quality specifications

交割日期

delivery period

交易编码制度

Trading Code System

交易代码

product symbol (eg. SC)

交易单位

contract size

交易规则

General Exchange Rules

交易结算报告

clearing statement

交易时间

trading hours

交易所层级针对特殊事务的规定或说明-导引

Guideline(指引)

交易所对“….（对象）”的监督管理

Supervision

交易席位

trading seats

结售汇

FX conversion

结算机构

Clearing House

结算交割人员

settlement and delivery personnel

结算交割员证

“License of Settlement and Delivery Personnel" from the Exchange

结算账户

settlement account

期货结算专柜

designated futures settlement counter

结算准备金

Clearing reserve

结算准备金是未被合约占用的保证金

Such reserve fund is a type of guarantee fund that is not yet used as margin for the position held by the Member

结算资料

settlement information

经济组织

business organzation

境外机构

overseas entities

境外特殊(非)经纪参与者

Overseas Special (Non-)Brokerage Participant

会员保证金专用账户”

dedicated margin accounts

客户期货结算账户

futures settlement accounts

客户

Client

客户编码

client ID

控制账户

controlling account

连续交易/日盘

Continuous trading hours/ Day trading hours

临近交割月

certain nearby month

临时股东大会

Extraordinary General Meetings (EGMs).

每日行情

daily market data

每日价格最大波动限制

Maximum Daily Price Fluctuation

能源中心规定的其他条件

any other requirements prescribed by the Exchange

能源中心指定存管银行

designated settlement banks

年度股东大会

Annual General Meetings (AGMs)

挪用客户保证金

misappropriate Clients’ margin

期货保证金安全存管监控

the monitoring of safekeeping of futures margin

期货保证金存管业务

futures margin depository business

期货保证金封闭运行

closed operation of futures margin

期货从业人员

Futures Practitioners

期货公司的“结算部门”

Clearing Department

期货公司会员

FF member (Futures firm member)

期货合约交易价格

the trading price of a futures contract

期转现

Exchange for Physicals（EFP）

签订银行业金融机构从事期货保证金存管业务协议（以下简称业务协议）

enter into an agreement with the Exchange on the futures margin depository business (the “business agreement”)

强制减仓

forced position reduction

强制平仓

forced position liquidation

全国集中式银期转账系统

centralized nationwide bank-futures fund transfer system

全国性银行业金融机构法人

nationwide banking financial institution with legal person status

上市机构

Listing Exchange

上市品种

Listed Products

政府相关单位针对特殊事务的规定-指引（方针）

Directive（指令）

审慎原则

principle of prudence

时间优先、数量取整、就近配对、统筹安排

Time priority; Quantity being rounded to the nearest integer;Nearest matching; 
Coordinated allocation

实际控制关系

actual affiliated relationships

实施细则

implementing rules

特定品种期货交易

trading of specified futures products

特殊单位客户

special institutional Clients

条款

specifications

通过保证金安全存管监控数据报送测试

passing the data reporting test with respect to the monitoring of safekeeping of futures margin

涨（跌）停板单边无连续报价

外币资金

funds in foreign currency

吸收合并

Statutory Merger 

细则

rules

协商确定的存款利率

at the interest rates negotiated with the Exchange

新设合并

Statutory Consolidation

信息服务机构

information service vendors

一式二份

in duplicates (each of which is retained by the owner and the warehouse respectively)

以价格优先、时间优先的原则

in order of price and time priority

异常情况

abnormal circumstance

异常情况处理

Handling Abnormal Circumstance

异地数据备份

remote data backup facilities

银行同期活期存款利率

Current deposit interest rate

银行业监督管理机构

banking regulatory authorities

银行业金融机构

Banking financial institution

与结算有关的账户

settlement-related account

人民币...元

RMB

载明

Address

涨跌

price changes

涨跌停板制度

Price Limit

指定存管银行

Designated Settlement Banks

指定检验机构

Designated Inspection Agencies

中国境内

PRC

保证金专用账户

dedicated margin account

专用发票

Special invoice

专用结算账户

dedicated settlement account

追加保证金

supplement trading margins/margin call

资金

fund

资金结算相关业务

fund settlement-related business

自律监管

self-regulated

自营机构

Proprietary Trading Institution

总经理

President and Chief Executive Officer (CEO)

总则

General Provisions

组合报单

combo order

最小变动价位

minimum price fluctuation（合约中出现）/tick(其他情况用）

作废的标准仓单

Revoked standard warrants

作为保证金使用的资产

Margin Collaterals

境外中介机构

Overseas Intermediaries

监督管理(能源中心)

supervision

交易场所

trading venues

期货从业资格的人员

personnel with chartered futures business licenses of the China Futures Association(the “CFA”)

工作日/交易日

working day/trading day

优先

priority

正当理由

justified reasons

诚实信用

good faith

委托代理

carrying-brokerage